Responsible AI in Medicine: Ensuring Clinical Validation and Ethical Implementation

August

“There is almost no AI in health care that is autonomous…We have to start thinking of how to make sure we’re measuring the accuracy, not just of the AI, but the AI plus the end user.”

Associate Chief Medical Officer, Clinical AI at Radiology Partners

The rapid advancement of artificial intelligence (AI) technologies has brought both excitement and concern to the field of medicine. On one hand, these powerful algorithms hold immense potential to revolutionize healthcare, from accelerating diagnoses to optimizing treatment plans. However, the integration of AI into real-world medical practice also poses significant challenges that must be carefully navigated.

As hundreds of AI-powered medical devices have received regulatory approval in recent years, there are growing calls for more rigorous clinical validation to ensure these tools truly benefit patients. Haphazard deployment of AI could not only fail to improve outcomes, but in the worst cases, lead to patient harm. Responsible development and implementation of medical AI requires a multifaceted approach, addressing complex issues around clinical testing, algorithmic bias, human-AI interaction, and patient consent.

The Perils of Rushed Deployment

The story of Devin Singh, a pediatric resident who witnessed a tragic case of cardiac arrest in the emergency department, highlights the urgent need for thorough evaluation of AI systems before clinical use. Devastated by the child’s death, Singh was compelled to leverage his dual expertise in pediatrics and computer science to explore how AI could help reduce waiting times and expedite care. Through his research, Singh and his colleagues developed a suite of AI models that could provide rapid diagnoses and recommend appropriate tests for pediatric patients.

While the retrospective data analysis showed promising results, with the potential to accelerate care for over 20% of emergency department visits, this is just the first step in verifying the real-world impact of such an AI intervention. Properly testing medical AI is a complex, multi-phase process that goes well beyond the initial algorithmic performance.

Unfortunately, the current landscape is one of significant gaps in clinical validation. A recent review found that only 65 randomized controlled trials of AI interventions were published between 2020 and 2022 – a paltry number compared to the hundreds of AI-powered medical devices that have been approved for use by regulators like the US Food and Drug Administration (FDA).

Cardiologist David Ouyang at Cedars-Sinai Medical Center in Los Angeles puts it bluntly: “Health-care organizations are seeing many approved devices that don’t have clinical validation.” This lack of rigorous testing means hospitals and clinics are often left to make high-stakes decisions about adopting these technologies with limited evidence of their real-world impact.

The incentive structures in the medical AI market may exacerbate this problem. In the US, health insurance programs already reimburse hospitals for using certain AI devices, creating a financial motivation to adopt these tools even if their benefits to patient care are unproven. Ouyang suggests this could discourage companies from investing in the costly and time-consuming process of clinical trials, as achieving reimbursement approval may be a greater priority than demonstrating improved health outcomes.

The situation may be different in healthcare systems with centralized government funding, where there is a higher bar for evidence before technologies can be acquired. But overall, the current regulatory environment appears to have set the bar too low, with devices posing potential high risks to patients often requiring only limited clinical data for approval.

Accounting for Human Factors

Even when an AI system has demonstrated promising results in a controlled study, its real-world performance can be heavily influenced by how healthcare professionals interact with and respond to the technology. This “human in the loop” factor is a crucial consideration that is often overlooked.

The experience of Amsterdam University Medical Center provides a prime example. Researchers there conducted a randomized trial to test an algorithm developed by Edwards Lifesciences that could predict the occurrence of low blood pressure during surgery, a dangerous condition known as intraoperative hypotension. The initial trial showed the algorithm, combined with a clear treatment protocol, was effective at reducing the duration of hypotension episodes.

However, a subsequent trial by another institution failed to replicate these benefits. The key difference? In the first successful trial, the researchers had carefully prepared the anesthesiologists on how to respond to the algorithm’s alerts. But in the second trial, “there was no compliance by the bedside physicians for doing something when the alarm went off,” as anesthesiologist Denise Veelo explains.

This human factor is crucial. A perfectly good AI algorithm will fail if the healthcare providers using it choose to ignore or misinterpret its recommendations. Factors like “alert fatigue,” where clinicians become desensitized to a high volume of AI-generated warnings, can also undermine the technology’s potential.

Bridging the gap between AI developers and end-users is essential. As Mayo Clinic researcher Barbara Barry found when testing an algorithm to detect heart conditions, healthcare providers wanted more guidance on how to effectively communicate the tool’s findings to patients. Incorporating such user-centered design insights is key to ensuring smooth integration of AI into clinical workflows.

Beyond just the clinicians, the role of the patient must also be considered. Many current medical AI applications operate behind the scenes, assisting providers in screening, diagnosis, and treatment planning. But as Singh’s pediatric emergency department project illustrates, there is a growing class of AI tools that aim to directly empower patients, automating certain decision-making processes.

In this case, the AI system would take triage data, make a prediction, and then seek the parent or caregiver’s direct approval to proceed with testing – effectively removing the clinician from the loop. This raises unprecedented ethical and regulatory questions around patient consent, responsibility, and liability. How can we ensure truly informed and authentic consent from families in such automated scenarios? What are the legal implications if something goes wrong?

These are uncharted waters, and Singh’s team is partnering with legal experts and regulators to navigate them. But more broadly, the medical AI community must grapple with the evolving role of the patient as both a data source and an end-user of these technologies. Transparent communication, meaningful consent processes, and robust data governance frameworks will be essential.

Addressing Algorithmic Bias

Another critical challenge in testing and deploying medical AI is ensuring these tools perform equitably across diverse patient populations. Algorithmic bias, where an AI system exhibits skewed or discriminatory outputs based on factors like race, gender, or socioeconomic status, is a well-documented problem in the field of healthcare.

Clinical trial populations often fail to be representative of the broader patient populations these technologies will serve. As Xiaoxuan Liu, a clinical researcher at the University of Birmingham in the UK, notes: “It’s simply a known fact that AI algorithms are very fragile when they are used on data that is different from the data that it was trained on.”

The example of Google Health’s algorithm for detecting diabetic retinopathy illustrates this risk. While the tool demonstrated high accuracy in testing conducted in the company’s home base of Palo Alto, California, its performance dropped significantly when deployed in clinics in Thailand. An observational study revealed that differences in lighting conditions and image quality in the Thai settings reduced the algorithm’s effectiveness.

Such cases highlight the critical need to evaluate medical AI systems not just in idealized research settings, but across the full spectrum of real-world clinical environments and patient populations where they will be used. Rigorous bias testing must be a core component of the clinical validation process, ensuring these technologies do not exacerbate existing healthcare disparities.

Building Capabilities for Local Validation

Given the multifaceted challenges in testing medical AI, the question arises: who should be responsible for this crucial work? Some argue that each individual healthcare institution should conduct its own evaluations before adopting any AI tools. But as AI specialist Shauna Overgaard points out, this poses a significant burden, especially for smaller healthcare organizations.

To address this, collaborative efforts are emerging to create more centralized, standardized approaches to medical AI validation. The Coalition for Health AI, which includes representatives from industry, academia, and patient groups, has proposed the establishment of a network of “health AI assurance laboratories” that could evaluate models using an agreed-upon set of principles.

Meanwhile, the Health AI Partnership, funded by the Gordon and Betty Moore Foundation, aims to build technical assistance and local validation capabilities within any healthcare organization that wants to test AI models on their own. As Mark Sendak, a clinical data scientist at Duke University, argues, “Every setting needs to have its own internal capabilities and infrastructure to do that testing as well.”

Radiology Partners’ Nina Kottler agrees that local validation is crucial, but also emphasizes the importance of educating the end-users – the clinicians who will be operating these AI tools in practice. “There is almost no AI in health care that is autonomous,” she notes. “We have to start thinking of how to make sure we’re measuring the accuracy, not just of the AI, but the AI plus the end user.”

Toward a Future of Responsible Medical AI

The rapid proliferation of AI-powered medical devices has outpaced the development of robust frameworks for their clinical validation and ethical implementation. As a result, healthcare organizations are often left to navigate these uncharted waters on their own, with limited guidance and support.

However, the medical AI community is increasingly coalescing around the need for a more rigorous, collaborative, and patient-centric approach. Key priorities include:

1. Strengthening clinical validation requirements: Regulatory bodies must raise the bar for evidence of real-world impact, going beyond just algorithmic performance to assess clinical outcomes, safety, and equity across diverse populations.

2. Fostering multistakeholder collaboration: Industry, academia, healthcare providers, and patient advocates must work together to establish standardized principles and processes for medical AI testing and deployment.

3. Empowering local validation capabilities: Healthcare organizations of all sizes need the technical resources and expertise to thoroughly evaluate AI tools within their own clinical settings and workflows.

4. Centering the human element: The interactions between AI systems and healthcare professionals, as well as patients and their families, must be carefully designed and studied to ensure smooth integration and trust.

5. Addressing ethical considerations: Issues of patient consent, data governance, algorithmic bias, and accountability must be proactively tackled to ensure medical AI is implemented in an ethical and equitable manner.

By embracing this multifaceted approach to responsible AI development and deployment, the medical community can harness the transformative power of these technologies while mitigating the risks. The stakes are high, as the lives and well-being of patients hang in the balance. But with diligence, collaboration, and a steadfast commitment to clinical validation and ethical implementation, the promise of AI in medicine can be realized to its fullest potential.

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AI | MEDICINE | PHARMACEUTICAL MEDICINE

About the Author

  • Dilruwan Herath

    Dilruwan Herath is a British infectious disease physician and pharmaceutical medical executive with over 25 years of experience. As a doctor, he specialized in infectious diseases and immunology, developing a resolute focus on public health impact. Throughout his career, Dr. Herath has held several senior medical leadership roles in large global pharmaceutical companies, leading transformative clinical changes and ensuring access to innovative medicines. Currently, he serves as an expert member for the Faculty of Pharmaceutical Medicine on it Infectious Disease Committee and continues advising life sciences companies. When not practicing medicine, Dr. Herath enjoys painting landscapes, motorsports, computer programming, and spending time with his young family. He maintains an avid interest in science and technology. He is EIC and founder of DarkDrug.

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